Date authorised
1 April 2013
Companies House
01565756
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Lloyd's Avenue
    London
    EC3N 3DQ
    UNITED KINGDOM
    Phone
    +442073989000
  • Complaints Contact

    1 Lloyd's Avenue
    London
    EC3N 3DQ
    UNITED KINGDOM
    Phone
    +442073989000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Maurits Hugh Kleingeld

    IRN MHK01061

    • SMF3 Executive Director (9 Dec 2019 to 4 Jun 2024)
    • CF1 Director (15 Jan 2018 to 8 Dec 2019)
  • Mohammad Mahboob Ali Khan

    IRN MXK34530

    • CF3 Chief Executive (AR) (since 28 Feb 2020)
  • Muhammad Adnan Khurshid

    IRN MXK00764

    • CF1 Director (AR) (since 18 Mar 2024)
  • Paul Robert Leader

    IRN PRL01064

    • CF1 Director (16 Sep 2005 to 30 Jun 2012)
  • Philip Howard Chamberlain

    IRN PXC01409

    • SMF3 Executive Director (9 Dec 2019 to 5 Sep 2025)
    • CF1 Director (4 Jun 2010 to 8 Dec 2019)
    • CF28 Systems and controls (4 Jun 2010 to 8 Dec 2019)
  • Piers Alexander Hampton Comonte

    IRN PAC01299

    • CF1 Director (17 Jul 2008 to 5 Jun 2017)
  • Ria Fossey

    IRN RXS00381

    • [FCA CF] Significant management (since 10 Mar 2021)
  • Robert Paul Banks

    IRN RXB01195

    • CF1 Director (AR) (since 10 Apr 2026)
  • Simon Sebastian de Burgh Codrington

    IRN SSD01024

    • SMF3 Executive Director (9 Dec 2019 to 29 Feb 2024)
    • CF1 Director (2 Feb 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 5 Feb 2009)
  • Steven Gareth Rudduck

    IRN SGR01059

    • CF1 Director (AR) (since 10 Apr 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (21 Mar 2014 to 8 Dec 2019)
    • CF3 Chief Executive (AR) (29 Jun 2009 to 1 Jan 2010)
    • CF1 Director (AR) (24 Jan 2006 to 1 Jan 2010)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.