HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Susan Clare Rodrigues

  IRN SCR01095

  • [FCA CF] Manager of certification employee (3 Apr 2024 to 2 Sep 2025)
• Susan Janet Rutherford

  IRN SJR01121

  • [FCA CF] Significant management (23 Oct 2020 to 18 Jun 2021)
• Susan Marie Puddephatt

  IRN SMP01107

  • CF11 Money Laundering Reporting (24 May 2018 to 4 Jan 2019)
  • CF29 Significant management (24 May 2018 to 4 Jan 2019)
• Susan Mary Reid

  IRN SMR01088

  • CF30 Customer (11 Mar 2014 to 30 Jan 2015)
• Susan Miller-Jones

  IRN SXM04753

  • SMF18 Other Overall Responsibility (since 23 Jul 2025)
• Susan Rummings

  IRN SLR00021

  • [FCA CF] Manager of certification employee (31 Mar 2023 to 29 Jan 2024)
• Susannah Mayne Copeland

  IRN SMC01260

  • CF1 Director (10 May 2016 to 29 Jul 2016)
• Suzannah Catherine May

  IRN SXM01101

  • [FCA CF] Client dealing (since 19 Dec 2024)
• Suzanne Galvin

  IRN SXG00420

  • [FCA CF] Manager of certification employee (31 Mar 2023 to 6 Sep 2025)
• Taina Leena Moran

  IRN TLM01033

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (4 Aug 2016 to 8 Dec 2019)

No changes recorded yet.