HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stefan Palenski

  IRN SRP00019

  • CF30 Customer (1 Nov 2007 to 6 Aug 2012)
  • CF21 Investment Adviser (7 Mar 2007 to 31 Oct 2007)
• Stephanie Lewis

  IRN SXL00311

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2025)
• Stephanie Rickard

  IRN SXR00978

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 24 Jun 2025)
  • [FCA CF] Client dealing (since 24 Jun 2025)
• Stephen Andrew Burns

  IRN SAB01194

  • CF22 Investment Adviser (Trainee) (13 Jan 2003 to 1 Oct 2003)
• Stephen Andrew Cooke

  IRN SAC01226

  • CF1 Director (9 Apr 2010 to 3 Jun 2010)
  • CF28 Systems and controls (3 Feb 2010 to 16 Aug 2010)
• Stephen David Ranson

  IRN SDR01073

  • [FCA CF] Manager of certification employee (29 Nov 2023 to 31 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
• Stephen Ian Yaffe

  IRN SIY00001

  • CF30 Customer (1 Nov 2007 to 25 Mar 2008)
  • CF21 Investment Adviser (24 Aug 2007 to 31 Oct 2007)
• Stephen John Titley

  IRN SJT01135

  • CF30 Customer (3 Sep 2009 to 23 Mar 2010)
• Stephen Lawler

  IRN SGL01040

  • [FCA CF] Manager of certification employee (since 1 Jan 2021)
• Stephen Lewis Wilson

  IRN SLW00021

  • [FCA CF] Functions requiring qualifications (28 Sep 2022 to 9 Nov 2023)
  • [FCA CF] Client dealing (28 Sep 2022 to 9 Nov 2023)

No changes recorded yet.