HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sally Ann Boyle

  IRN SAB01410

  • SMF12 Chair of the Remuneration Committee (since 1 May 2025)
  • [FCA CF] Material risk taker (1 Oct 2024 to 30 Apr 2025)
  • Director of firm who is not a certification employee or a SMF manager (22 Mar 2024 to 30 Apr 2025)
• Sally Elizabeth Bartram

  IRN SEB00006

  • CF30 Customer (18 Sep 2015 to 27 Jul 2016)
• Sally Joan Beresford

  IRN SJB01519

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (9 Jan 2013 to 8 Dec 2019)
• Sam Corney

  IRN SXC01004

  • [FCA CF] Client dealing (since 18 May 2023)
• Sam Smith-Baker

  IRN SXS05553

  • [FCA CF] Client dealing (7 Mar 2025 to 27 Aug 2025)
• Samantha Forsey

  IRN SXF00428

  • [FCA CF] Client dealing (since 2 Oct 2023)
• Samantha Kennett

  IRN SXK00719

  • [FCA CF] Client dealing (since 9 Nov 2023)
• Samuel John Back

  IRN SXB00542

  • [FCA CF] Client dealing (14 May 2021 to 4 Oct 2021)
  • [FCA CF] Functions requiring qualifications (14 May 2021 to 4 Oct 2021)
• Samuel John Cowan

  IRN SJC01479

  • CF30 Customer (11 Oct 2016 to 28 May 2019)
• Samuel Robert Whatsize

  IRN SXW83476

  • [FCA CF] Functions requiring qualifications (7 Oct 2022 to 25 Feb 2026)
  • [FCA CF] Client dealing (7 Oct 2022 to 25 Feb 2026)

No changes recorded yet.