HUDSON RIVER TRADING EUROPE LTD.

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Stockbroking

For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract
Trades With You Directly

For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Lamar Bailes Brown
IRN LXB00450
- [FCA CF] Material risk taker (27 Jun 2022 to 31 May 2023)
Lidia Anna Szymczak
IRN LXS00457
- [FCA CF] Material risk taker (26 Oct 2022 to 30 Sep 2024)
Martin Descalzi
IRN MXD00277
- [FCA CF] Proprietary trader (9 Dec 2019 to 30 Jan 2026)
Matthew Shucker
IRN MXS00540
- [FCA CF] Material risk taker (9 Dec 2019 to 28 Mar 2023)
Nachshon Block
IRN NXB00426
- SMF2 Chief Finance (10 Mar 2023 to 23 Apr 2025)
Naveen Veerappan
IRN NXV00016
- [FCA CF] Proprietary trader (9 Dec 2019 to 26 Mar 2025)
Nisha Patel
IRN NXP01488
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 10 Dec 2019)
- CF10 Compliance Oversight (9 Jul 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (9 Jul 2018 to 8 Dec 2019)
Noel Robinson
IRN NXR00138
- [FCA CF] Proprietary trader (since 27 Jul 2021)
Parker Jameson Meares
IRN PXJ00183
- [FCA CF] Material risk taker (since 27 Jun 2022)
Patrick Gray
IRN PXG00183
- [FCA CF] Proprietary trader (since 9 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.