HUDSON RIVER TRADING EUROPE LTD.

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Stockbroking

For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract
Trades With You Directly

For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Praveer Tewari
IRN PXT00181
- [FCA CF] Material risk taker (15 Jun 2021 to 18 Nov 2022)
Qian Yu
IRN QXY00003
- [FCA CF] Material risk taker (15 Jun 2021 to 3 Jul 2023)
Raul-Ionut Farkas
IRN RXF00354
- [FCA CF] Proprietary trader (since 13 Feb 2025)
Roberta Yuan
IRN RXY00032
- [FCA CF] Material risk taker (since 9 Dec 2019)
Scott Lochwood Johnston
IRN SLJ01069
- SMF12 Chair of the Remuneration Committee (29 Sep 2023 to 16 May 2024)
- SMF10 Chair of the Risk Committee (16 Mar 2023 to 16 May 2024)
- SMF13 Chair of the Nominations Committee (16 Mar 2023 to 16 May 2024)
- SMF9 Chair of the Governing Body (24 May 2022 to 16 May 2024)
Sean Hegarty
IRN SXH00904
- SMF1 Chief Executive (16 Feb 2023 to 29 Aug 2025)
- SMF3 Executive Director (16 Feb 2023 to 29 Aug 2025)
Sebastien Tinnes
IRN SXT01565
- [FCA CF] Client dealing (since 28 Nov 2022)
Tatyana Popova
IRN TXP01245
- [FCA CF] Client dealing (since 16 Feb 2026)
Thea Therese Marion Borglund Santos
IRN TXB92100
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2020)
- SMF16 Compliance Oversight (since 10 Dec 2020)
Thomas Guinot
IRN TXG00332
- [FCA CF] Proprietary trader (27 Oct 2025 to 25 Mar 2026)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.