HUDSON RIVER TRADING EUROPE LTD.

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Stockbroking

For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract
Trades With You Directly

For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

James Litwin
IRN JXL24937
- SMF16 Compliance Oversight (24 Apr 2020 to 1 Mar 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (24 Apr 2020 to 1 Mar 2021)
Jason Eastwick Carroll
IRN JEC01249
- SMF12 Chair of the Remuneration Committee (15 Mar 2023 to 21 Aug 2023)
- SMF9 Chair of the Governing Body (23 Apr 2020 to 22 Jun 2022)
- SMF3 Executive Director (9 Dec 2019 to 15 Mar 2023)
- CF1 Director (2 Sep 2013 to 8 Dec 2019)
Jesse Cohen
IRN JXC01223
- [FCA CF] Material risk taker (since 22 Aug 2023)
Jiefei Chen
IRN JXC00820
- [FCA CF] Proprietary trader (8 Feb 2022 to 27 Sep 2023)
Joel Sanger
IRN JXS00573
- [FCA CF] Proprietary trader (9 Dec 2019 to 30 Jan 2026)
Jonathan Mark Richards
IRN JMR01138
- CF10 Compliance Oversight (2 Sep 2013 to 15 Jun 2018)
- CF11 Money Laundering Reporting (2 Sep 2013 to 15 Jun 2018)
Joshua Dylan Griffin
IRN JXG00160
- SMF24 Chief Operations (10 Mar 2023 to 9 Jul 2024)
Julia Villagra
IRN JXV00062
- [FCA CF] Material risk taker (9 Dec 2019 to 25 Oct 2022)
Kai Hei Ho
IRN KXH00384
- [FCA CF] Proprietary trader (since 30 Mar 2023)
Lacey Rebecca Hansen
IRN LXH00640
- [FCA CF] Material risk taker (since 25 Jul 2025)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.