Date authorised
1 April 2013
Companies House
03456028
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Hanover Street
    London
    Westminster
    W1S 1YQ
    UNITED KINGDOM
    Phone
    +4402070729100
  • Complaints Contact

    8 Hanover Street
    London
    Westminster
    W1S 1YQ
    UNITED KINGDOM
    Phone
    +4402070729100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Ussher

    IRN JNU01004

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Apr 2022)
    • CF30 Customer (17 Jan 2018 to 8 Dec 2019)
  • Kristian John Branum-Burns

    IRN KJB01165

    • CF30 Customer (17 Jan 2018 to 7 Nov 2019)
  • Laurence Greenblatt

    IRN LXG01364

    • CF11 Money Laundering Reporting (27 Sep 2017 to 15 Feb 2019)
    • CF10 Compliance Oversight (2 Oct 2012 to 15 Feb 2019)
  • Michael Kolbeck

    IRN MXK00137

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Michele Barbara

    IRN MXB02311

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2023)
  • Mihir Unadkat

    IRN MXU60087

    • [FCA CF] Client dealing (24 Nov 2023 to 30 Nov 2024)
  • Neal Morar

    IRN NXM01115

    • CF1 Director (19 Nov 2012 to 27 Jan 2019)
    • CF30 Customer (10 Sep 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Sep 2012 to 1 Sep 2017)
  • Pawel Kowalski

    IRN PTK01015

    • [FCA CF] Client dealing (20 Nov 2023 to 31 Dec 2023)
  • Paxton Flesher

    IRN PXF00203

    • [FCA CF] Client dealing (since 15 Dec 2022)
  • Philippe Couturier

    IRN PXC02108

    • CF1 Director (3 Mar 2014 to 12 Nov 2018)
    • CF30 Customer (3 Mar 2014 to 12 Nov 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.