Hubwise Securities Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Hubwise Holdings LtdWaverley CourtWiltell Road Industrial EstateWiltell RoadLichfieldStaffordshireWS14 9ETUNITED KINGDOM- Phone
- +441283495245
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Complaints Contact
Hubwise Holdings LtdWaverley CourtWiltell Road Industrial EstateWiltell RoadLichfieldStaffordshireWS14 9ETUNITED KINGDOM- Phone
- +447900261821
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trade Settlement Routing
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Stockbroking
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
For Personal pension scheme
Show 1 limitation Hide limitations
- · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1 Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.
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Investment Setup
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Electronic Trade Settlement
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Matthew Kemp
IRN MXK00084
- SMF3 Executive Director (1 Jun 2022 to 14 Mar 2024)
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Matthew Lewis James Wiltshire
IRN MLW01084
- CF1 Director (AR) (since 17 Dec 2025)
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Matthew Temple
IRN NXT00168
- SMF3 Executive Director (since 10 Mar 2026)
- [FCA CF] Significant management (15 Apr 2024 to 30 Aug 2024)
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Max Goode
IRN MXG00590
- [FCA CF] Significant management (since 4 May 2023)
- [FCA CF] Manager of certification employee (since 4 May 2023)
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Nicholas Paul Wright
IRN NPW01051
- SMF3 Executive Director (7 Feb 2023 to 10 Jun 2025)
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Patrick Kenneth Vaughan
IRN PKV01009
- [FCA CF] Significant management (since 4 Oct 2023)
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Paul O'Neill
IRN PXO00164
- [FCA CF] Significant management (since 16 Apr 2025)
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Peter Frederick Knowles
IRN PFK01005
- CF30 Customer (6 Jan 2010 to 20 Mar 2012)
- CF1 Director (6 Jan 2010 to 20 Mar 2012)
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Robert Johnston
IRN RXJ00229
- SMF16 Compliance Oversight (since 18 Jan 2023)
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Samantha Jane Hay
IRN SXH87564
- CF1 Director (AR) (since 3 Jun 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Wealth Tracker Limited
FRN 923555 · Appointed 30 Mar 2020
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Niche Platform Limited
FRN 912757 · Appointed 29 Aug 2019
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LUCI Platform Limited
FRN 912176 · Appointed 12 Aug 2019
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Advance Platform Limited
FRN 812965 · Appointed 4 Jul 2018
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Optimum Platform Services Limited (no longer appointed)
FRN 922723 · Appointed 13 Mar 2020 · Until 8 Apr 2024
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Lakeside Investment Platform Limited (no longer appointed)
FRN 847326 · Appointed 20 Aug 2019 · Until 23 Feb 2021
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Advice Champion Services Limited (no longer appointed)
FRN 912328 · Appointed 16 Aug 2019 · Until 15 Nov 2025
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Grosvenor Independent Financial Services Limited (no longer appointed)
FRN 837226 · Appointed 19 Mar 2019 · Until 12 May 2023
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Morgan Lloyd Invest Ltd (no longer appointed)
FRN 820737 · Appointed 13 Sep 2018 · Until 27 May 2021
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.