HQ MORTGAGE & FINANCE LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Suite 4, Bridge House7 Bridge StreetTauntonSomersetTA1 1TGUNITED KINGDOM- Phone
- +4401823286271
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Complaints Contact
Suite 4, Bridge House7 Bridge StreetTauntonSomersetTA1 1TGUNITED KINGDOM- Phone
- +4401823286271
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Lynette McNally
IRN LXM00548
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
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Mark Baker
IRN MXB00403
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
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Mark Bevan
IRN MXB00404
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 13 Jan 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jan 2023)
- SMF16 Compliance Oversight (since 13 Jan 2023)
- [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
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Megan Litten-Lloyd
IRN MXF00499
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 6 Sep 2023)
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Philip Dockerill
IRN PXD13343
- SMF17 Money Laundering Reporting Officer (MLRO) (27 Jun 2021 to 27 Jan 2023)
- SMF16 Compliance Oversight (1 Feb 2020 to 27 Jan 2023)
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 1 Sep 2023)
- SMF3 Executive Director (9 Dec 2019 to 1 Feb 2023)
- CF1 Director (23 Apr 2019 to 8 Dec 2019)
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Philip James Small
IRN PJS01272
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
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Robert Plaistow
IRN RXP00175
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 23 Jan 2023)
- [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
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Sadiq Ahadi
IRN SXA02566
- [FCA CF] Functions requiring qualifications (2 Jan 2024 to 29 Nov 2024)
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Sarah Grace Bevan
IRN SXB03824
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Sep 2023)
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Trevor Cant
IRN TXC00109
- [FCA CF] Functions requiring qualifications (1 Jan 2021 to 19 Jul 2022)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.