Philip Dockerill

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HQ MORTGAGE & FINANCE LIMITED (no longer approved here)

    FRN 483295

    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Jun 2021 to 27 Jan 2023)
    • SMF16 Compliance Oversight (1 Feb 2020 to 27 Jan 2023)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 1 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2023)
    • CF1 Director (23 Apr 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.