HPS Investment Partners (UK) LLP

• Principal Place of Business

  N2 | Floor 10

  9 Bressenden Place

  London

  SW1E 5BY

  UNITED KINGDOM

  Phone

  +4402035786030

• Complaints Contact

  N2 | Floor 10

  9 Bressenden Place

  London

  SW1E 5BY

  UNITED KINGDOM

  Phone

  +4402035786030

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Leo Oliva

  IRN JLO01016

  • CF28 Systems and controls (5 Oct 2010 to 20 May 2016)
• John Patrick Stein

  IRN JPS01284

  • [FCA CF] Client dealing (16 Sep 2021 to 14 Oct 2022)
• John Philip Madden

  IRN JXM00807

  • [FCA CF] Client dealing (since 30 Oct 2020)
• Jonathan Ashley

  IRN JXA01410

  • CF30 Customer (2 Jun 2014 to 8 Dec 2019)
• Jonathon Smith

  IRN JMS01471

  • [FCA CF] Client dealing (9 Oct 2020 to 28 Apr 2023)
• Joseph Virgilio

  IRN JXV01308

  • SMF16 Compliance Oversight (9 Dec 2019 to 10 Sep 2020)
  • CF10 Compliance Oversight (30 May 2019 to 8 Dec 2019)
  • CF28 Systems and controls (1 Jun 2016 to 8 Dec 2019)
• Joshua Sutton

  IRN JAS01530

  • [FCA CF] Client dealing (11 Nov 2020 to 26 Mar 2021)
• Joshua Wei Jin Ooi

  IRN JXO00253

  • [FCA CF] Client dealing (since 14 Oct 2024)
• Justin Staadecker

  IRN JXS02050

  • [FCA CF] Client dealing (since 14 Jul 2021)
  • SMF27 Partner (since 18 Feb 2020)
  • CF30 Customer (7 Oct 2013 to 8 Dec 2019)
• Karsten Hampel

  IRN KXH01655

  • [FCA CF] Client dealing (since 9 Oct 2020)

• HPS Investment Partners, LLC (UK Branch)

  FRN 942169 · Appointed 1 Jan 2021

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