John Patrick Stein

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oodle Financial Services Limited
FRN 702459
- Director of firm who is not a certification employee or a SMF manager (since 10 May 2024)
KKR Credit Advisors (EMEA) LLP
FRN 592969
- [FCA CF] Client dealing (since 13 Apr 2023)
HPS Investment Partners (UK) LLP (no longer approved here)
FRN 482237
- [FCA CF] Client dealing (16 Sep 2021 to 14 Oct 2022)
BLUE MOTOR FINANCE LIMITED (no longer approved here)
FRN 737682
- [FCA CF] Significant management (29 Dec 2020 to 30 Apr 2021)
Cabot Square Capital LLP (no longer approved here)
FRN 439439
- SMF27 Partner (9 Dec 2019 to 13 May 2021)
- CF30 Customer (17 Nov 2017 to 8 Dec 2019)
- CF4 Partner (17 Nov 2017 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.