Date authorised
4 September 2013
Companies House
03882026
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Britannia House
    Rushmills
    Northampton
    Northamptonshire
    NN4 7YB
    UNITED KINGDOM
    Phone
    +441604212053
  • Complaints Contact

    Britannia House
    Rushmills
    Northampton
    Northamptonshire
    NN4 7YB
    UNITED KINGDOM
    Phone
    +441604212053

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roxanne Josephine Beriain

    IRN RXB00876

    • [FCA CF] Client dealing (28 Nov 2023 to 20 Jan 2025)
    • [FCA CF] Significant management (28 Nov 2023 to 20 Jan 2025)
  • Ryan Howsam

    IRN RXH01824

    • SMF9 Chair of the Governing Body (25 Jan 2020 to 20 May 2020)
  • Sanath Jayasena

    IRN SXJ00540

    • CF3 Chief Executive (AR) (since 16 Jul 2025)
    • SMF3 (AR) Executive Director function (since 7 Feb 2025)
    • CF1 Director (AR) (16 Jul 2025 to 7 Jan 2026)
  • Sarah Ellen Greenley

    IRN SXG00296

    • [FCA CF] Significant management (18 May 2021 to 11 Mar 2022)
    • [FCA CF] CASS oversight function (23 Mar 2020 to 24 Mar 2020)
  • Scott Anthony Smith

    IRN SXS05137

    • [FCA CF] Significant management (28 Nov 2023 to 20 Jan 2025)
  • Simon Robert McCulloch

    IRN SRM01150

    • SMF3 Executive Director (since 20 Dec 2023)
  • Sophie Emily Davis

    IRN SXD00752

    • [FCA CF] Client dealing (since 28 Nov 2023)
    • [FCA CF] Significant management (since 28 Nov 2023)
  • Steven John Gillespie

    IRN SXG00741

    • [FCA CF] Significant management (since 28 Nov 2023)
  • Susan Ansell

    IRN SXA03185

    • CF11 Money Laundering Reporting (1 Sep 2016 to 24 Nov 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.