Date authorised
4 September 2013
Companies House
03882026
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Britannia House
    Rushmills
    Northampton
    Northamptonshire
    NN4 7YB
    UNITED KINGDOM
    Phone
    +441604212053
  • Complaints Contact

    Britannia House
    Rushmills
    Northampton
    Northamptonshire
    NN4 7YB
    UNITED KINGDOM
    Phone
    +441604212053

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gemma Coombs

    IRN GXC00520

    • [FCA CF] Significant management (since 29 Nov 2023)
  • Glen Robert Smith

    IRN GRS01108

    • CF1 Director (4 Sep 2013 to 7 Sep 2017)
    • Responsible for Insurance Mediation (4 Sep 2013 to 7 Sep 2017)
  • Hannah Jayne Washington

    IRN HXW00201

    • [FCA CF] Significant management (since 6 Dec 2023)
  • James Noel

    IRN JXN00298

    • [FCA CF] Significant management (since 28 Nov 2023)
  • James Turnbull

    IRN JXT00261

    • [FCA CF] Significant management (24 Mar 2021 to 30 Sep 2021)
  • Jason Mark Webster

    IRN JXW00993

    • [FCA CF] Client dealing (since 28 Nov 2023)
    • [FCA CF] Significant management (since 28 Nov 2023)
  • Joanne Phelps

    IRN JXP00361

    • [FCA CF] Significant management (24 Mar 2021 to 10 Oct 2025)
  • Jonathan Richard Francis Cattle

    IRN JRC01278

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (8 Aug 2018 to 8 Dec 2019)
  • Jude Watson

    IRN JXW00484

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2025)
    • [FCA CF] Significant management (since 19 Apr 2021)
  • Julian Patrick Kearney

    IRN JPK01034

    • SMF9 Chair of the Governing Body (since 14 Oct 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 14 Oct 2020)
    • CF3 Chief Executive (20 Sep 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.