Date authorised
4 September 2013
Companies House
03882026
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Britannia House
    Rushmills
    Northampton
    Northamptonshire
    NN4 7YB
    UNITED KINGDOM
    Phone
    +441604212053
  • Complaints Contact

    Britannia House
    Rushmills
    Northampton
    Northamptonshire
    NN4 7YB
    UNITED KINGDOM
    Phone
    +441604212053

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Ball

    IRN AXB01951

    • CF1 Director (AR) (since 13 Jun 2025)
  • Alistair James Hadfield

    IRN AJH01680

    • Responsible for Insurance Distribution (26 Mar 2025 to 8 Dec 2025)
    • SMF3 Executive Director (26 Mar 2025 to 8 Dec 2025)
  • Annette Jones

    IRN AXJ00489

    • CF1 Director (AR) (since 5 Jul 2024)
    • SMF3 (AR) Executive Director function (since 5 Jul 2024)
  • Bradley Grant May

    IRN BXM00199

    • [FCA CF] Significant management (24 Mar 2021 to 20 Jan 2025)
  • Charlotte Luisa Craddock

    IRN CXC00752

    • [FCA CF] Significant management (since 29 Nov 2023)
  • Christopher David Sugden

    IRN CXS00330

    • SMF3 Executive Director (since 26 Jan 2024)
    • SMF16 Compliance Oversight (26 Jan 2024 to 15 Jul 2025)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Nov 2023)
  • Christopher Little

    IRN CXL01717

    • Responsible for Insurance Distribution (27 Nov 2023 to 26 Mar 2025)
    • SMF3 Executive Director (27 Nov 2023 to 26 Mar 2025)
    • [FCA CF] Manager of certification employee (26 Mar 2021 to 27 Mar 2025)
    • CF1 Director (21 Sep 2017 to 4 Dec 2019)
    • Responsible for Insurance Mediation (21 Sep 2017 to 30 Sep 2018)
  • Darren Michael Saunders

    IRN DXS81267

    • SMF3 Executive Director (4 Mar 2021 to 19 Apr 2023)
  • ELAINE COZENS

    IRN EXC01425

    • CF1 Director (25 Sep 2013 to 20 Oct 2014)
  • Finn Walsh

    IRN FXW00053

    • SMF1 Chief Executive (6 Jan 2025 to 7 Jan 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.