Date authorised
1 April 2013
Companies House
02831010
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442075432800
  • Complaints Contact

    Unit 2
    Des Roches Square
    Witney
    Oxfordshire
    OX28 4LE
    UNITED KINGDOM
    Phone
    +441993893311

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Leo Belfer

    IRN SXB04185

    • CF1 Director (AR) (since 24 Feb 2026)
  • Simon Michael James

    IRN SMJ01072

    • [FCA CF] Significant management (since 9 May 2022)
  • Simon Ritterband

    IRN SXR02509

    • CF1 Director (AR) (1 Mar 2021 to 26 Jul 2023)
  • Simon Robert Howes

    IRN SRH01145

    • CF1 Director (AR) (5 Sep 2024 to 27 Jan 2025)
  • Sophie Glasson

    IRN SXG00228

    • [FCA CF] Significant management (since 1 Nov 2020)
  • Stephen John Starling Lark

    IRN SJL01170

    • SMF9 Chair of the Governing Body (30 Oct 2020 to 1 Oct 2023)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 30 Oct 2020)
    • SMF4 Chief Risk (9 Dec 2019 to 30 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 30 Oct 2020)
    • CF3 Chief Executive (11 Apr 2011 to 9 Nov 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Stephen Robert Hook

    IRN SRH01124

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Steven Owen Piercy

    IRN SOP01002

    • CF1 Director (AR) (10 Mar 2021 to 23 Dec 2025)
  • Steven Philip Williams

    IRN SPW01112

    • [FCA CF] Significant management (since 23 Feb 2026)
  • Stuart Miller

    IRN SXM04667

    • CF1 Director (AR) (since 1 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.