Howden UK Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Debt Collection
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Stuart Paul Rootham
IRN SPR01062
- SMF24 Chief Operations (9 Dec 2019 to 1 Oct 2023)
- SMF3 Executive Director (9 Dec 2019 to 1 Oct 2023)
- CF1 Director (9 Oct 2017 to 8 Dec 2019)
Thomas Elliott
IRN TXE01166
- CF2 Non Executive Director (11 Oct 2017 to 2 Sep 2019)
Thomas Ferrington
IRN TXF00168
- CF1 Director (AR) (since 1 Mar 2025)
Tim Mark Holland
IRN TMH01105
- SMF2 Chief Finance (11 Nov 2020 to 31 May 2022)
- SMF24 Chief Operations (11 Nov 2020 to 31 May 2022)
- SMF3 Executive Director (9 Dec 2019 to 31 May 2022)
- CF1 Director (10 Oct 2017 to 8 Dec 2019)
Timothy May
IRN TXM00438
- CF1 Director (AR) (2 Jan 2025 to 15 Apr 2025)
Tristan Haley-Burrows
IRN TXH01715
- SMF5 Head of Internal Audit (since 24 Jul 2023)
Valerie Michelle Dias
IRN VMD01015
- SMF10 Chair of the Risk Committee (9 Dec 2019 to 30 Apr 2022)
- SMF11 Chair of the Audit Committee (9 Dec 2019 to 30 Apr 2022)
- SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 30 Apr 2022)
- SMF7 Group Entity Senior Manager (9 Dec 2019 to 30 Apr 2022)
- CF2 Non Executive Director (14 Nov 2018 to 8 Dec 2019)
Vincent Robert Kennedy
IRN VXK00169
- SMF7 Group Entity Senior Manager (since 1 Oct 2025)
Warren Paul Dickson
IRN WPD01010
- SMF1 Chief Executive (since 5 Feb 2025)
- Responsible for Insurance Distribution (since 5 Feb 2025)
- SMF3 Executive Director (since 17 May 2021)
William John Herries Walters
IRN WXW15291
- CF1 Director (AR) (since 1 Mar 2025)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.