Date authorised
1 April 2013
Companies House
00725875
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Creechurch Place
    London
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806
  • Complaints Contact

    1 Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Souter

    IRN JXS00562

    • [FCA CF] Significant management (since 3 Feb 2021)
  • Jason Humphreys

    IRN JXH00514

    • [FCA CF] Significant management (since 3 Feb 2021)
  • Jason Nethersole

    IRN JXN00141

    • [FCA CF] Significant management (24 Sep 2020 to 10 May 2021)
  • Jennifer Saunders

    IRN JXS00560

    • [FCA CF] Significant management (3 Feb 2021 to 6 Jun 2025)
  • Jeremy Howard Grey

    IRN JXG01639

    • CF1 Director (AR) (28 Apr 2014 to 2 Feb 2016)
  • Jeremy James Hughes

    IRN JJH01104

    • CF1 Director (AR) (30 Sep 2009 to 1 Jul 2012)
  • John Bernstein

    IRN JXB02837

    • CF2 Non Executive Director (20 Oct 2015 to 23 Nov 2016)
  • John Charles Birkmire

    IRN JCB01195

    • SMF10 Chair of the Risk Committee (since 9 Dec 2019)
    • SMF11 Chair of the Audit Committee (since 9 Dec 2019)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 23 Oct 2020)
    • CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)
  • John David King

    IRN JDK01032

    • Director of firm who is not a certification employee or a SMF manager (since 22 Mar 2024)
  • John Duncan Irvine Bennett

    IRN JDB01172

    • CF2 Non Executive Director (30 Oct 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.