Date authorised
1 April 2013
Companies House
00725875
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Creechurch Place
    London
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806
  • Complaints Contact

    1 Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Brockwell

    IRN DXB01963

    • CF1 Director (AR) (6 Nov 2015 to 6 May 2022)
  • David Burch

    IRN DXB00411

    • [FCA CF] Significant management (since 3 Feb 2021)
  • David John Jewers

    IRN DJJ01080

    • CF1 Director (AR) (30 Sep 2009 to 1 Jul 2014)
  • David John Taylor

    IRN DXT00248

    • [FCA CF] Significant management (since 18 Jul 2022)
  • David Marsh

    IRN DXM01091

    • [FCA CF] Significant management (since 23 Aug 2024)
  • David Michael Reed

    IRN DMR01050

    • CF1 Director (AR) (4 Feb 2009 to 31 Dec 2010)
    • CF1 Director (10 Oct 2008 to 31 Dec 2010)
  • David Philip Barrie

    IRN DPB01094

    • CF1 Director (AR) (30 Sep 2009 to 28 Jun 2013)
    • CF1 Director (14 Jan 2005 to 30 Sep 2009)
  • David Philip Howden

    IRN DPH01063

    • SMF7 Group Entity Senior Manager (since 19 Feb 2020)
    • Responsible for Insurance Mediation (1 Oct 2016 to 30 Sep 2017)
    • CF3 Chief Executive (1 Oct 2016 to 30 Sep 2017)
    • CF29 Significant management (20 Oct 2015 to 30 Sep 2017)
  • David Rees

    IRN DXR00221

    • [FCA CF] Significant management (3 Feb 2021 to 15 Jan 2026)
  • Deborah Duss

    IRN DXD00142

    • [FCA CF] Significant management (3 Feb 2021 to 31 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.