David Brockwell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Synergy Automotive Limited (no longer approved here)
FRN 660618
- SMF3 Executive Director (19 Mar 2021 to 3 Jan 2024)
Product Partnerships Limited (no longer approved here)
FRN 626349
- CF1 Director (AR) (19 Aug 2016 to 22 Oct 2018)
Howden Insurance Brokers Limited (no longer approved here)
FRN 309639
- CF1 Director (AR) (6 Nov 2015 to 6 May 2022)
Tuskerdirect Limited (no longer approved here)
FRN 486720
- Employed By (6 Nov 2015 to 6 Aug 2018)
Itc Compliance Limited (no longer approved here)
FRN 313486
- CF1 Director (AR) (28 Jul 2008 to 16 Sep 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.