Date authorised
1 April 2013
Companies House
00725875
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Creechurch Place
    London
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806
  • Complaints Contact

    1 Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Andrew Forster

    IRN NAF01050

    • CF1 Director (AR) (27 Jan 2022 to 6 Mar 2024)
  • Neil Ashton

    IRN NXA13252

    • CF1 Director (AR) (5 Apr 2019 to 15 Sep 2023)
  • Neil Stuart Galletti

    IRN NSG01024

    • [FCA CF] Significant management (3 Feb 2021 to 3 Mar 2023)
    • CF29 Significant management (1 Oct 2016 to 3 Oct 2017)
    • CF1 Director (AR) (30 Jun 2009 to 1 Oct 2015)
    • CF1 Director (14 Jan 2005 to 30 Sep 2009)
  • Neil Warlow

    IRN NXW00339

    • [FCA CF] Significant management (since 20 Jun 2024)
  • Nicholas Coles

    IRN NXC01372

    • [FCA CF] Significant management (since 1 Oct 2023)
    • SMF3 Executive Director (9 Oct 2020 to 1 Oct 2023)
    • CF29 Significant management (1 Oct 2016 to 3 Oct 2017)
    • CF1 Director (AR) (30 Sep 2009 to 1 Oct 2015)
  • Nick Besant

    IRN NXB00198

    • [FCA CF] Significant management (3 Feb 2021 to 29 Sep 2023)
  • Nigel Todd

    IRN NXT01452

    • [FCA CF] Significant management (since 25 Feb 2020)
  • Oliver Abraham Cartade

    IRN OAC01005

    • CF1 Director (AR) (since 17 Jun 2025)
  • Oliver Bowes

    IRN OXB00046

    • [FCA CF] Significant management (since 3 Feb 2021)
  • Oliver Corbett

    IRN ORC01001

    • CF1 Director (1 Oct 2016 to 30 Sep 2017)
    • CF29 Significant management (14 Oct 2015 to 30 Sep 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.