Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (27 Jan 2022 to 6 Mar 2024)
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- SMF3 Executive Director (9 Dec 2019 to 8 Mar 2024)
- SMF1 Chief Executive (9 Dec 2019 to 8 Mar 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Mar 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 8 Mar 2024)
- CF11 Money Laundering Reporting (7 Oct 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Oct 2016 to 8 Dec 2019)
- CF3 Chief Executive (10 Oct 2014 to 8 Dec 2019)
- CF1 Director (18 Sep 2008 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 8 Mar 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Feb 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 8 Mar 2024)
- SMF1 Chief Executive (9 Dec 2019 to 8 Mar 2024)
- CF11 Money Laundering Reporting (7 Oct 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Oct 2016 to 8 Dec 2019)
- CF3 Chief Executive (10 Oct 2014 to 8 Dec 2019)
- CF1 Director (19 Jan 2012 to 8 Dec 2019)
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- (1)Employed By (2 Feb 2018 to 6 Mar 2024)
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- CF11 Money Laundering Reporting (6 Oct 2008 to 18 Feb 2009)
- CF10 Compliance Oversight (6 Oct 2008 to 18 Feb 2009)
- CF1 Director (18 Sep 2008 to 23 Oct 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.