Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Scott Bullen

    IRN SXB01212

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Scott Kenneth Kirk

    IRN SKK01015

    • [FCA CF] Manager of certification employee (18 Feb 2025 to 30 Jun 2025)
  • Scott O'Brien

    IRN SXO00211

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Scott William Hamilton

    IRN SWH00020

    • CF30 Customer (1 Nov 2007 to 1 Jul 2011)
    • CF21 Investment Adviser (28 Mar 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Mar 2002)
  • Sean Gregory Cavanagh

    IRN SGC01046

    • CF30 Customer (17 Apr 2012 to 17 Jul 2017)
  • Sean Hagerty

    IRN SXH01545

    • [FCA CF] Material risk taker (1 May 2025 to 1 Apr 2026)
    • Director of firm who is not a certification employee or a SMF manager (1 May 2025 to 1 Apr 2026)
  • Sharon Grubb

    IRN SXG01144

    • CF30 Customer (1 Nov 2007 to 31 Dec 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Sharon Stickland

    IRN SXS01333

    • [FCA CF] Client dealing (18 May 2023 to 31 Mar 2026)
  • Sharon Templeman

    IRN SRT01048

    • CF30 Customer (1 Nov 2007 to 23 Nov 2012)
    • CF22 Investment Adviser (Trainee) (27 Oct 2005 to 31 Oct 2007)
  • Shaun Bennett

    IRN SXB00905

    • [FCA CF] Client dealing (26 May 2023 to 1 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

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