Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gareth David Pearce

    IRN GDP01027

    • CF3 Chief Executive (1 Dec 2001 to 27 Sep 2013)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 27 Sep 2013)
  • Gareth Davies

    IRN GXD00316

    • [FCA CF] Client dealing (18 May 2023 to 28 Oct 2025)
  • Gareth Matthew Sawyer

    IRN GMS00029

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 22 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 11 Mar 2021)
    • [FCA CF] Client dealing (since 11 Mar 2021)
  • Gemma Davis

    IRN GXR01277

    • [FCA CF] Client dealing (18 Mar 2024 to 1 Apr 2026)
  • Geoffrey David Windebank

    IRN GDW01028

    • CF28 Systems and controls (1 Nov 2007 to 1 Jan 2010)
    • CF13 Finance (9 Jul 2007 to 31 Oct 2007)
  • Geoffrey Ralph

    IRN GXR01177

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • George Bresland

    IRN GXB00602

    • [FCA CF] Client dealing (25 Oct 2024 to 1 Apr 2026)
  • Georgia Westwood

    IRN GXW00425

    • [FCA CF] Client dealing (16 Oct 2025 to 1 Apr 2026)
  • Georgina Stidard

    IRN GXS00581

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Giles Adam Stuart George Murphy

    IRN GXM01379

    • [FCA CF] Significant management (25 Jan 2021 to 15 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2020)
    • CF1 Director (10 Sep 2008 to 30 May 2018)
    • CF13 Finance (1 Dec 2001 to 1 Mar 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.