Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gillian King

    IRN GXK00276

    • [FCA CF] Manager of certification employee (4 Jun 2025 to 1 Apr 2026)
  • Gillian Somerset

    IRN GXS02495

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 1 Sep 2020)
    • CF29 Significant management (11 Oct 2019 to 8 Dec 2019)
  • Giorgio Michael

    IRN GXM00793

    • [FCA CF] Client dealing (5 Nov 2025 to 1 Apr 2026)
  • Goke Adeola

    IRN GXA00209

    • [FCA CF] Client dealing (31 May 2023 to 20 Sep 2024)
  • Graeme Andrew Little

    IRN GAL01035

    • CF30 Customer (27 Oct 2008 to 8 Dec 2019)
  • Graeme Richard Brock

    IRN GRB01059

    • [FCA CF] Material risk taker (9 Dec 2019 to 12 Apr 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 12 Apr 2023)
  • Graham Donald MacLeod

    IRN GDM01082

    • [FCA CF] Manager of certification employee (6 Oct 2022 to 1 Apr 2026)
  • Graham Smithson

    IRN GJS00009

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2005)
  • Grant Thomas Hotson

    IRN GTH01036

    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2020)
    • SMF2 Chief Finance (9 Dec 2019 to 30 Sep 2020)
    • CF28 Systems and controls (12 Aug 2016 to 8 Dec 2019)
    • CF1 Director (12 Aug 2016 to 8 Dec 2019)
  • Gregory Wayne Broomer

    IRN GWB00017

    • CF30 Customer (1 Nov 2007 to 31 Jul 2011)
    • CF21 Investment Adviser (28 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 May 2007 to 28 Jun 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.