Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward Brian Parlour

    IRN EBP00001

    • CF22 Investment Adviser (Trainee) (2 Jul 2002 to 4 Sep 2002)
  • Edward Gregory Bishop

    IRN EGB00008

    • [FCA CF] Functions requiring qualifications (18 Oct 2021 to 1 Apr 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
    • CF30 Customer (18 Apr 2019 to 8 Dec 2019)
  • Edward Jonathan Waddington

    IRN EJW00001

    • [FCA CF] Material risk taker (1 Oct 2024 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (25 Mar 2024 to 1 Apr 2026)
    • [FCA CF] Significant management (1 Jan 2021 to 1 Apr 2026)
  • Edward Peter Reynolds

    IRN EPR01009

    • CF30 Customer (18 Mar 2015 to 31 Jul 2017)
  • Edward Trotter

    IRN EXT00172

    • [FCA CF] Client dealing (29 Jun 2023 to 1 Apr 2026)
  • Eileen Sheila Took

    IRN EST01007

    • CF30 Customer (1 Nov 2007 to 15 Mar 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Elaine Collins

    IRN EXC00287

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Elaine Robertson

    IRN EXR00179

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Eleanor Price

    IRN EJS01114

    • CF30 Customer (25 Apr 2018 to 8 Dec 2019)
  • Eleanor Sian Trathan Lemon

    IRN EST01016

    • CF30 Customer (2 Apr 2014 to 2 Dec 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.