Houlihan Lokey UK Limited

• Principal Place of Business

  1 Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

  Web

  https://www.hl.com

• Complaints Contact

  One Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charlie Quirke

  IRN CXQ00028

  • [FCA CF] Client dealing (29 Jan 2025 to 14 May 2025)
• Charlotte Peyraud

  IRN CXP00784

  • [FCA CF] Client dealing (since 1 Dec 2025)
• Charlotte Vince

  IRN CXV00089

  • [FCA CF] Client dealing (30 Apr 2024 to 11 Sep 2025)
• Chloe Catterick

  IRN CXC01076

  • [FCA CF] Client dealing (since 14 Apr 2026)
• Chong Zhao

  IRN CXZ00051

  • [FCA CF] Client dealing (30 Apr 2024 to 27 Feb 2026)
• Christian James Foxton Craggs

  IRN CJC01305

  • CF30 Customer (1 May 2018 to 1 Oct 2019)
• Christian Kent

  IRN CJK01059

  • [FCA CF] Client dealing (1 Apr 2024 to 4 May 2025)
• Christian Matthew Maher

  IRN CMM01081

  • SMF1 Chief Executive (9 Dec 2019 to 21 Sep 2023)
  • SMF3 Executive Director (9 Dec 2019 to 21 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 27 Feb 2026)
  • CF1 Director (1 May 2018 to 8 Dec 2019)
  • CF30 Customer (1 May 2018 to 8 Dec 2019)
  • CF3 Chief Executive (1 May 2018 to 8 Dec 2019)
• Christopher Foley

  IRN CXF01259

  • SMF3 Executive Director (since 7 Jul 2025)
  • [FCA CF] Client dealing (since 1 Apr 2024)
• Christopher Godsmark

  IRN CXG01138

  • SMF1 Chief Executive (9 Dec 2019 to 15 Jun 2023)
  • SMF3 Executive Director (9 Dec 2019 to 15 Jun 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2026)
  • CF1 Director (1 May 2018 to 8 Dec 2019)
  • CF3 Chief Executive (1 May 2018 to 8 Dec 2019)
  • CF30 Customer (1 May 2018 to 8 Dec 2019)

No changes recorded yet.