Houlihan Lokey UK Limited

• Principal Place of Business

  1 Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

  Web

  https://www.hl.com

• Complaints Contact

  One Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sarthak Sawlani

  IRN SXS05102

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2021)
  • CF30 Customer (11 Aug 2018 to 8 Dec 2019)
• Scott Kirkby

  IRN SXK01366

  • [FCA CF] Client dealing (7 Jun 2024 to 5 Mar 2026)
• Sebastian Jacyna

  IRN SXJ00621

  • [FCA CF] Client dealing (since 19 Nov 2025)
• Sebastian Klein

  IRN SXK00730

  • [FCA CF] Client dealing (1 Apr 2024 to 5 Apr 2024)
• Seran Ahmetrasit

  IRN SXA02550

  • [FCA CF] Client dealing (since 15 Apr 2026)
• Shaady Hussein

  IRN SXH00444

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Shaun Browne

  IRN SDB01065

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Shuen Yuk Lau

  IRN SYL29966

  • [FCA CF] Client dealing (17 Oct 2024 to 27 Feb 2026)
• Shuhul Bhat

  IRN SXB01270

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Shuku Egerton

  IRN SXE00325

  • [FCA CF] Client dealing (since 11 Feb 2025)

No changes recorded yet.