Houlihan Lokey UK Limited

• Principal Place of Business

  1 Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

  Web

  https://www.hl.com

• Complaints Contact

  One Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mohammed Rahman

  IRN MXR01152

  • [FCA CF] Client dealing (since 27 Apr 2026)
• Nathaniel Abery

  IRN NXA00443

  • [FCA CF] Client dealing (since 11 Feb 2026)
• Neil Price

  IRN NXP01506

  • [FCA CF] Client dealing (since 4 Feb 2026)
• Netra Jeyapragash

  IRN NXJ00220

  • [FCA CF] Client dealing (18 Nov 2025 to 19 Dec 2025)
• Niccolò Borrelli

  IRN NXB00622

  • [FCA CF] Client dealing (since 21 Oct 2025)
• Nicola Capeci

  IRN NXC00392

  • [FCA CF] Client dealing (1 Apr 2024 to 1 Aug 2024)
• Nicola Di Leo

  IRN NXD00354

  • [FCA CF] Client dealing (since 11 Jul 2025)
• Nikhil Kharkar

  IRN NXK00391

  • [FCA CF] Client dealing (since 23 Apr 2026)
• Nikhil Mali

  IRN NXM00516

  • [FCA CF] Client dealing (1 Oct 2024 to 15 Nov 2024)
• Nikita KUZNETSOV

  IRN NXK01410

  • [FCA CF] Client dealing (since 1 Apr 2024)

No changes recorded yet.