Houlihan Lokey UK Limited

• Principal Place of Business

  1 Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

  Web

  https://www.hl.com

• Complaints Contact

  One Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Niklas Zorc

  IRN NXZ00028

  • [FCA CF] Client dealing (since 7 Jan 2025)
• Noha Elshafei

  IRN NXE00122

  • [FCA CF] Client dealing (15 Jan 2025 to 17 Apr 2026)
• Oliver Gill

  IRN OXG00014

  • [FCA CF] Client dealing (since 22 Jun 2020)
• Oliver Stephen Davies Temple

  IRN OST01002

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2026)
  • CF30 Customer (1 May 2018 to 8 Dec 2019)
• Oliver Vaughan

  IRN ORV01000

  • [FCA CF] Client dealing (1 Oct 2024 to 27 Jun 2025)
• Olivia Cahill

  IRN OXC00115

  • [FCA CF] Client dealing (since 19 Nov 2025)
• Owen Richards

  IRN OXR00058

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Patrick Schoennagel

  IRN PAS01368

  • SMF3 Executive Director (since 24 Jun 2025)
  • [FCA CF] Client dealing (since 1 Apr 2024)
• Paul Aikkila

  IRN PAA01113

  • [FCA CF] Client dealing (since 16 Oct 2025)
• Paul Arthur Howard

  IRN PAH01136

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
  • CF30 Customer (1 May 2018 to 8 Dec 2019)

No changes recorded yet.