Houlihan Lokey UK Limited

• Principal Place of Business

  1 Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

  Web

  https://www.hl.com

• Complaints Contact

  One Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Krauze

  IRN MXK00743

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Matthew Plastina

  IRN MXP00234

  • [FCA CF] Client dealing (since 15 Feb 2021)
• Matthew Price

  IRN MXP02240

  • [FCA CF] Client dealing (since 20 Mar 2025)
• Max Alexander Gilbert

  IRN MAG01249

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 Oct 2018 to 8 Dec 2019)
• Maxime Jean G Pirotte

  IRN MXP00292

  • [FCA CF] Client dealing (1 Apr 2024 to 3 Aug 2025)
• Melissa Hannaman

  IRN MXH03425

  • [FCA CF] Client dealing (since 10 Apr 2026)
• Melissa Kuok

  IRN MXK01067

  • [FCA CF] Client dealing (since 8 Apr 2026)
• Michael Pilson

  IRN MXP01091

  • [FCA CF] Client dealing (since 16 Apr 2026)
• Milko Pavlov

  IRN MXP02135

  • [FCA CF] Client dealing (since 1 Apr 2024)
  • SMF3 Executive Director (since 1 Apr 2024)
• Mohamad Aljairoudi

  IRN MXA00976

  • [FCA CF] Client dealing (1 Apr 2024 to 1 Sep 2025)

No changes recorded yet.