Houlihan Lokey UK Limited

• Principal Place of Business

  1 Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

  Web

  https://www.hl.com

• Complaints Contact

  One Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Frederick Light

  IRN FXL00055

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Frederick Thornhill

  IRN FXT00108

  • [FCA CF] Client dealing (since 19 Nov 2025)
• Gabrielle Worrall

  IRN GXW00328

  • [FCA CF] Client dealing (since 1 Oct 2024)
• Garyth Stone

  IRN GCS01041

  • [FCA CF] Client dealing (since 1 Apr 2024)
• George Birt

  IRN GXB00522

  • [FCA CF] Client dealing (since 1 Oct 2024)
• Gijs De Reuver

  IRN GJD01050

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Gillian Wood

  IRN GXW00083

  • [FCA CF] Client dealing (30 Nov 2020 to 1 Nov 2021)
• Giovanni Fanin

  IRN GXF00211

  • [FCA CF] Client dealing (1 Apr 2024 to 1 Sep 2025)
• Giulio Scanferlato

  IRN GXS00634

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Gokalp Ozdemir

  IRN GXO21063

  • [FCA CF] Client dealing (since 1 Apr 2024)

No changes recorded yet.