Houlihan Lokey UK Limited

• Principal Place of Business

  1 Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

  Web

  https://www.hl.com

• Complaints Contact

  One Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gregory Widroe

  IRN GXW00359

  • [FCA CF] Client dealing (since 2 May 2024)
• Guillaume James Marie Damien Lostie de Kerhor

  IRN GXL10443

  • CF30 Customer (17 Jan 2019 to 8 Dec 2019)
• Gustaf Orsucci

  IRN GXO00126

  • [FCA CF] Client dealing (since 30 Sep 2025)
• Gustavo Armando Arias Cuellar

  IRN GXC00420

  • [FCA CF] Client dealing (since 18 Mar 2025)
• Guy Sinclair

  IRN GXS23788

  • [FCA CF] Client dealing (1 Apr 2024 to 16 Dec 2025)
• Harry David Williams

  IRN HXW01297

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Dec 2020)
  • CF30 Customer (25 Jun 2018 to 8 Dec 2019)
• Harry Umbers

  IRN HXU00005

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Harveen Vavrouch

  IRN HXB00247

  • [FCA CF] Client dealing (1 Apr 2024 to 14 Apr 2024)
• Henriette Hoeg Madsen Morandi

  IRN HHM00006

  • [FCA CF] Client dealing (since 1 Apr 2024)
  • SMF3 Executive Director (since 24 Jan 2024)
• Hugh Ripley

  IRN HXR00056

  • [FCA CF] Client dealing (since 3 Jan 2025)

No changes recorded yet.