Houlihan Lokey UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 Curzon StreetLondonW1J 5HDUNITED KINGDOM- Phone
- +4402078393355
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Complaints Contact
One Curzon StreetLondonW1J 5HDUNITED KINGDOM- Phone
- +4402078393355
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Fabio Riva
IRN FXR00143
- [FCA CF] Client dealing (since 2 Sep 2024)
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Faiz Munshi
IRN FXM00295
- [FCA CF] Client dealing (since 1 May 2024)
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Federico Maria Lombardo
IRN FXL00093
- [FCA CF] Client dealing (since 1 Apr 2024)
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Federico Raiteri
IRN FXR00086
- [FCA CF] Client dealing (1 Apr 2024 to 13 Feb 2025)
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Fei He
IRN FXH01217
- [FCA CF] Client dealing (since 1 Apr 2024)
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Fengjie Zhou
IRN FXZ00030
- [FCA CF] Client dealing (since 19 Nov 2025)
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Fernando Cedena de Pedraza
IRN FXC00215
- [FCA CF] Client dealing (since 25 Nov 2025)
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Florian Julien Pierre
IRN FXP00107
- [FCA CF] Client dealing (15 Jan 2025 to 30 May 2025)
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Francesca Bonazzi
IRN FXB00259
- [FCA CF] Client dealing (since 25 Nov 2025)
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Fraser George Malcolm
IRN FGM01008
- [FCA CF] Client dealing (since 4 Aug 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.