Date authorised
1 April 2013
Companies House
OC347374
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    118 Pall Mall
    London
    SW1Y 5ED
    UNITED KINGDOM
    Phone
    +447549939648
  • Complaints Contact

    118 Pall Mall
    London
    SW1Y 5ED
    UNITED KINGDOM
    Phone
    +447549939648

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Moore

    IRN JLM01131

    • CF30 Customer (since 11 Jul 2025)
  • Manuel Andres Garcia

    IRN MAG01122

    • CF4 Partner (9 Feb 2015 to 30 Sep 2019)
    • CF30 Customer (9 Feb 2015 to 30 Sep 2019)
  • Nicholas Dominic Penzo

    IRN NDP01068

    • [PRA CF] Key function holder (9 Dec 2019 to 1 Jun 2023)
    • CF30 Customer (1 Mar 2018 to 30 Jun 2023)
  • Ralf Ackermann

    IRN RXA01364

    • CF3 Chief Executive (AR) (since 24 Jun 2025)
    • SMF27 Partner (since 15 Nov 2024)
    • CF30 Customer (since 16 Jul 2024)
    • CF1 Director (AR) (since 16 Jul 2024)
    • [FCA CF] Client dealing (since 21 Mar 2024)
    • [FCA CF] Material risk taker (since 21 Mar 2024)
    • [FCA CF] Significant management (since 21 Mar 2024)
  • Samuel Leondios Andre Stylianou

    IRN SXS05359

    • CF30 Customer (since 28 Aug 2024)
  • Sandro Patti

    IRN SXP01942

    • CF4 Partner (11 Jun 2012 to 31 Mar 2017)
    • CF30 Customer (1 Jun 2011 to 31 Mar 2017)
  • Stefan Jaslowitzer

    IRN SXJ01409

    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Apr 2021)
    • CF30 Customer (22 May 2017 to 8 Dec 2019)
  • Tillmann Boettcher

    IRN TXB01411

    • CF30 Customer (18 Jan 2011 to 26 Feb 2016)
  • Yann Maurice Vincent-Genod

    IRN YMV01001

    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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