Date authorised
1 April 2013
Companies House
02770612
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cable Drive
    Walsall
    West Midlands
    WS2 7BN
    UNITED KINGDOM
    Phone
    +4401922918000
  • Complaints Contact

    Cable Drive
    Walsall
    West Midlands
    WS2 7BN
    UNITED KINGDOM
    Phone
    +4401922918000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard John Shepherd

    IRN RJS01318

    • SMF18 Other Overall Responsibility (31 Jan 2023 to 30 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 3 May 2022)
    • CF1 Director (AR) (25 Jan 2016 to 2 Sep 2019)
    • Responsible for Insurance Mediation (29 Nov 2005 to 4 Apr 2006)
    • CF8 Apportionment and Oversight (29 Nov 2005 to 4 Apr 2006)
    • CF1 Director (14 Jan 2005 to 7 Dec 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 29 Nov 2005)
    • CF13 Finance (14 Jan 2005 to 29 Nov 2005)
  • Richard Julian Woolley

    IRN RJW01340

    • SMF5 Head of Internal Audit (31 Jan 2020 to 9 Mar 2026)
    • CF29 Significant management (30 Oct 2019 to 8 Dec 2019)
    • CF28 Systems and controls (10 Dec 2009 to 14 Dec 2012)
  • Richard Michael Jacques

    IRN RMJ01069

    • CF1 Director (AR) (4 Jan 2016 to 10 Jul 2018)
  • Robert David Armstrong

    IRN RDA01032

    • CF1 Director (AR) (14 Jan 2005 to 5 Apr 2006)
  • Robert Ian Higson

    IRN RIH01039

    • CF1 Director (AR) (14 Jan 2005 to 18 Aug 2014)
  • Robin Smith

    IRN RDS01117

    • CF1 Director (22 Jun 2016 to 31 Dec 2017)
    • CF28 Systems and controls (26 Apr 2016 to 22 Jun 2016)
  • Russell Johnston

    IRN RXJ00050

    • CF1 Director (14 Feb 2012 to 1 Aug 2014)
  • Sandra Judith Basaran

    IRN SJB00034

    • CF28 Systems and controls (1 Nov 2007 to 10 Sep 2010)
    • CF14 Risk Assessment (13 Sep 2007 to 31 Oct 2007)
    • CF1 Director (17 Jul 2007 to 10 Sep 2010)
  • Scott Robert Purdom

    IRN SRP01104

    • CF1 Director (AR) (11 Feb 2009 to 24 Oct 2014)
  • Sharon Buchanan

    IRN SXB00526

    • [FCA CF] Significant management (15 Jul 2020 to 25 Jul 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.