Date authorised
1 April 2013
Companies House
02770612
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cable Drive
    Walsall
    West Midlands
    WS2 7BN
    UNITED KINGDOM
    Phone
    +4401922918000
  • Complaints Contact

    Cable Drive
    Walsall
    West Midlands
    WS2 7BN
    UNITED KINGDOM
    Phone
    +4401922918000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Naylor

    IRN AJN01126

    • CF1 Director (AR) (14 Jul 2017 to 7 Feb 2018)
  • Andrew John Belk

    IRN AJB01509

    • CF15 Internal Audit (29 Jul 2005 to 30 Mar 2007)
    • CF1 Director (14 Jan 2005 to 30 Mar 2007)
  • Andrew John Tonks

    IRN AJT01212

    • CF13 Finance (22 Nov 2005 to 22 Sep 2006)
    • CF1 Director (22 Nov 2005 to 22 Sep 2006)
  • Andrew Patrick Ground

    IRN APG01077

    • Responsible for Insurance Mediation (10 Jun 2005 to 10 Nov 2005)
    • CF8 Apportionment and Oversight (6 Jun 2005 to 10 Nov 2005)
    • CF1 Director (14 Jan 2005 to 10 Nov 2005)
  • Andrew Timothy Dimond

    IRN ATD01026

    • CF1 Director (AR) (18 Jul 2014 to 20 Sep 2019)
  • Andrew Wicken

    IRN AXW01973

    • CF29 Significant management (24 Apr 2013 to 16 Oct 2017)
  • Ann Morgan

    IRN AMM01393

    • [FCA CF] Significant management (15 Jul 2020 to 30 Sep 2022)
  • Anne Torry

    IRN AXT02129

    • SMF10 Chair of the Risk Committee (since 11 Oct 2021)
    • SMF11 Chair of the Audit Committee (since 11 Oct 2021)
    • SMF14 Senior Independent Director (since 11 Oct 2021)
    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 23 Mar 2022)
    • CF2 Non Executive Director (4 Feb 2019 to 8 Dec 2019)
  • Ashley Stephen Marshman

    IRN AXM05378

    • CF1 Director (AR) (4 Oct 2024 to 29 Aug 2025)
  • Barry John Rooker

    IRN BJR01072

    • CF1 Director (AR) (17 Jun 2011 to 17 Oct 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.