Date authorised
1 April 2013
Companies House
02100684
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 4, First Floor, Honeycomb,
    The Watermark
    Gateshead
    NE11 9SZ
    UNITED KINGDOM
    Phone
    +4408000322118
  • Complaints Contact

    Suite 4, First Floor, Honeycomb,
    The Watermark
    Gateshead
    NE11 9SZ
    UNITED KINGDOM
    Phone
    +4407714205056

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Equity Release Admin

    For Customer, Home reversion plans

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Unit

  • Arranges Asset Safekeeping

    For Retail (Investment), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Provider

    For Customer, Home reversion plans

  • Runs Investment Funds

  • Equity Release Setup

    For Customer, Home reversion plans

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Holds Your Assets

    For Retail (Investment), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary Dixon

    IRN GXD01117

    • Responsible for Insurance Mediation (17 Mar 2016 to 5 Jul 2017)
    • CF30 Customer (16 Mar 2016 to 5 Jul 2017)
    • CF11 Money Laundering Reporting (3 Mar 2016 to 5 Jul 2017)
    • CF1 Director (3 Mar 2016 to 5 Jul 2017)
  • Graeme Calder Walker Marshall

    IRN GCM01071

    • CF8 Apportionment and Oversight (10 Apr 2007 to 31 Mar 2009)
    • CF3 Chief Executive (10 Apr 2007 to 11 Oct 2010)
    • CF10 Compliance Oversight (10 Apr 2007 to 11 Oct 2010)
    • CF1 Director (10 Apr 2007 to 11 Oct 2010)
  • Graham Robert Sidwell

    IRN GRS01087

    • CF1 Director (19 Jul 2011 to 27 Feb 2014)
  • Henry John Pitman

    IRN HJP01037

    • CF2 Non Executive Director (20 Jun 2012 to 6 Feb 2013)
  • Ian David Coull

    IRN IDC01063

    • CF2 Non Executive Director (23 Sep 2014 to 2 Jun 2015)
  • John Corbitt Barnsley

    IRN JCB01282

    • CF2 Non Executive Director (4 Jul 2012 to 5 Feb 2015)
  • John Edward Caves

    IRN JEC01192

    • CF11 Money Laundering Reporting (3 Jun 2008 to 22 Feb 2011)
  • Margaret Anne Ford

    IRN MAF01152

    • CF2 Non Executive Director (21 Jun 2012 to 2 Jun 2015)
  • Mark William Broadhead

    IRN MWB00038

    • CF10 Compliance Oversight (17 Jun 2016 to 5 Jul 2017)
    • CF1 Director (17 Jun 2016 to 5 Jul 2017)
  • Nicholas Peter On

    IRN NPO01010

    • CF1 Director (12 Feb 2014 to 9 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.