Hollyport Capital LLP

• Principal Place of Business

  4th Floor, 15 Golden Square

  London

  W1F 9JG

  UNITED KINGDOM

  Phone

  +4402074783970

  Web

  https://www.hollyportcapital.com

• Complaints Contact

  4th Floor, 15 Golden Square

  London

  W1F 9JG

  UNITED KINGDOM

  Phone

  +4402074783970

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Private Investment Funds

• John Nicholas Carter

  IRN JNC01029

  • [FCA CF] Material risk taker (since 1 Apr 2024)
  • [FCA CF] Client dealing (since 22 Mar 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (AR) (21 Nov 2006 to 13 Nov 2008)
  • CF11 Money Laundering Reporting (1 Oct 2006 to 30 Jun 2017)
  • CF4 Partner (1 Oct 2006 to 8 Dec 2019)
  • CF27 Investment Management (1 Oct 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Oct 2006 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Oct 2006 to 30 Jun 2017)
• Katy Elizabeth Wheeler

  IRN KXR00170

  • [FCA CF] Client dealing (since 1 Apr 2021)
• Lama Ziad Khalil Al-Masri

  IRN LZA01000

  • [FCA CF] Client dealing (22 Mar 2021 to 17 Aug 2022)
  • CF30 Customer (8 May 2015 to 8 Dec 2019)
• Lucy Ayla Hosmer

  IRN LAH01116

  • CF30 Customer (9 Jun 2016 to 11 Oct 2019)
• Mads Fladholt Nielsen

  IRN MXN16855

  • [FCA CF] Client dealing (since 1 Apr 2026)
• Mei Ying Chan

  IRN MYC01023

  • [FCA CF] Material risk taker (since 1 Apr 2024)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (30 Jun 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (30 Jun 2017 to 8 Dec 2019)
• Michael David Catts

  IRN MXC00737

  • [FCA CF] Material risk taker (since 1 Apr 2024)
  • [FCA CF] Client dealing (since 18 Apr 2022)
• Nicholas Richards

  IRN NXR01386

  • CF30 Customer (14 Jan 2015 to 30 Jun 2017)
• Nicole George

  IRN NXG01530

  • CF30 Customer (27 Dec 2017 to 2 Oct 2019)
• Richard Grindrod

  IRN RXG01719

  • [FCA CF] Material risk taker (since 1 Apr 2024)
  • [FCA CF] Client dealing (since 22 Mar 2021)
  • CF30 Customer (13 Jan 2015 to 8 Dec 2019)

• Newgate Partners LLP (no longer appointed)

  FRN 417487 · Appointed 17 Nov 2006 · Until 1 Oct 2009

No changes recorded yet.