HOBART CAPITAL MARKETS LLP

• Principal Place of Business

  Dean Bradley House

  52 Horseferry Road

  London

  SW1P 2AF

  UNITED KINGDOM

  Phone

  +4402070705656

  Web

  https://www.hobartcapital.com

• Complaints Contact

  Hobart Capital Markets Llp

  Dean Bradley House

  52 Horseferry Road

  London

  Westminster

  SW1P 2AF

  UNITED KINGDOM

  Phone

  +4402070705656

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jeremy Scott Lee

  IRN JSL01047

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2020)
  • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
• John Patrick Boulton

  IRN JPB01098

  • [FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2021)
  • CF30 Customer (20 Jun 2013 to 8 Dec 2019)
• Joshua Henry Morgan Chandler

  IRN JXC03178

  • CF30 Customer (29 Aug 2017 to 8 Dec 2019)
• Julian Charles Clark

  IRN JCC01072

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 24 Nov 2022)
  • [FCA CF] Functions requiring qualifications (since 24 Nov 2022)
• Justin Saeed Haque

  IRN JSH01079

  • CF30 Customer (2 Apr 2013 to 4 Oct 2016)
• Katie Louise Worton

  IRN KXW00446

  • [FCA CF] Client dealing (1 Sep 2024 to 31 Jan 2025)
• Kuldeep Singh Gill

  IRN KSG01017

  • CF30 Customer (1 Feb 2016 to 1 Feb 2017)
• Lauren Marie Kelleher

  IRN LXK00069

  • [FCA CF] Client dealing (since 9 Dec 2020)
• Lee Mark Richardson

  IRN LMR01017

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (2 Apr 2013 to 8 Dec 2019)
  • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
• Lewis Terence Joseph Edwards

  IRN LXE00054

  • [FCA CF] Client dealing (since 9 Dec 2020)

• BOSH LIMITED (no longer appointed)

  FRN 973454 · Appointed 4 Apr 2022 · Until 17 Nov 2025 · Tied agent

• DDGI Limited (no longer appointed)

  FRN 646882 · Appointed 17 Sep 2014 · Until 23 Dec 2020

• DD&CO LIMITED (no longer appointed)

  FRN 646679 · Appointed 16 Sep 2014 · Until 1 Jul 2024

No changes recorded yet.