HISL Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Brian Selwyn Spevack
IRN BSS01028
- SMF3 Executive Director (9 Dec 2019 to 18 Oct 2024)
- CF1 Director (22 Mar 2016 to 8 Dec 2019)
Charles Norman Bralver
IRN CNB01065
- CF1 Director (AR) (since 28 Apr 2022)
David Bloom
IRN DXB02292
- CF1 Director (AR) (since 6 May 2015)
David Raymond Jewell
IRN DRJ01033
- CF2 Non Executive Director (AR) (since 24 Jan 2020)
- CF2 Non Executive Director (22 Oct 2014 to 8 Mar 2016)
- CF2 Non Executive Director (AR) (9 Apr 2013 to 19 Aug 2014)
Gordon Thomas Snell
IRN GTS01041
- CF1 Director (AR) (31 Jan 2020 to 30 Dec 2023)
Grant Warren Mitchenall
IRN GWM01050
- CF1 Director (10 Aug 2011 to 25 Jun 2018)
Guy Anthony Mainwaring-Burton
IRN GAM01141
- CF1 Director (15 Apr 2010 to 22 Jun 2011)
Henri Michel Winand
IRN HXW00092
- CF1 Director (AR) (since 26 Jan 2022)
Ian Kenneth Page
IRN IKP01010
- CF1 Director (AR) (24 Jan 2020 to 13 Jun 2025)
James Douglas Poole
IRN JXP16616
- CF1 Director (AR) (since 3 Jul 2019)
- CF3 Chief Executive (AR) (since 3 Jul 2019)

Smaller firms operating under this firm's FCA authorisation.

Akinova Limited
FRN 964486 · Appointed 22 Oct 2021
Opus Underwriting Limited
FRN 648810 · Appointed 2 Jan 2020
AGILE RISK ADVISORY LIMITED
FRN 844670 · Appointed 24 Jun 2019
Leete Ltd
FRN 473414 · Appointed 3 Nov 2015
HISL RE LIMITED
FRN 623971 · Appointed 27 Apr 2015
Sas Mahadeva Associates Ltd
FRN 467465 · Appointed 2 Oct 2014
ARO Underwriting Group Limited (no longer appointed)
FRN 551189 · Appointed 2 Jan 2020 · Until 17 Jun 2025
Halycon Essex Limited (no longer appointed)
FRN 784098 · Appointed 12 Jul 2017 · Until 19 Mar 2025
Luxsure Limited (no longer appointed)
FRN 768282 · Appointed 29 Dec 2016 · Until 24 Oct 2018
Harvey Spencer Griffiths (no longer appointed)
FRN 713087 · Appointed 6 Aug 2015 · Until 3 Feb 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.