Date authorised
1 April 2013
Companies House
06937112
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    63 St. Mary Axe
    London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +442072209020
  • Complaints Contact

    63 St. Mary Axe
    London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +442072209020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Michael Bright

    IRN JMB01362

    • CF1 Director (AR) (17 Feb 2020 to 13 Jun 2025)
    • CF3 Chief Executive (AR) (17 Feb 2020 to 13 Jun 2025)
  • Jean-Michel Jean-Marie Louis Sebastien Paul

    IRN JJP01054

    • CF1 Director (AR) (28 Apr 2022 to 3 Nov 2025)
  • Jonathan Charles Mathieson Dennes

    IRN JCD01115

    • CF1 Director (2 Jun 2015 to 21 Sep 2016)
  • Karl Darron Bradley

    IRN KDB01043

    • SMF1 Chief Executive (9 Dec 2019 to 26 Nov 2024)
    • SMF3 Executive Director (9 Dec 2019 to 26 Nov 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 26 Nov 2024)
    • CF2 Non Executive Director (AR) (4 Jun 2015 to 14 Sep 2016)
    • Responsible for Insurance Mediation (6 Jun 2011 to 30 Sep 2018)
    • CF3 Chief Executive (15 Apr 2010 to 8 Dec 2019)
    • CF1 Director (15 Apr 2010 to 8 Dec 2019)
  • Martin Thomas Le Pelley

    IRN MTL01054

    • CF1 Director (AR) (9 Oct 2014 to 11 Jun 2015)
  • Murray Simon Charles Fairclough

    IRN MSF01041

    • CF1 Director (AR) (30 Apr 2020 to 10 Jan 2024)
  • Nicholas Peter Heys

    IRN NPH01080

    • CF1 Director (AR) (30 Jan 2013 to 11 Jun 2015)
  • Paul Andrew Jardine

    IRN PAJ01048

    • CF1 Director (AR) (since 22 Dec 2021)
  • Paul Simon Kerner

    IRN PSK01051

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (26 Sep 2014 to 8 Dec 2019)
  • Richard John Tee

    IRN RXT01109

    • SMF1 Chief Executive (since 14 Mar 2025)
    • Responsible for Insurance Distribution (since 14 Mar 2025)
    • SMF3 Executive Director (since 26 Jan 2020)
    • CF2 Non Executive Director (AR) (since 26 May 2015)
    • CF2 Non Executive Director (15 Apr 2010 to 18 Nov 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.