Date authorised
1 April 2013
Companies House
00070234
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402074486000
  • Complaints Contact

    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402074486000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Trades With You Directly

    For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Henry Charles Vaughan Keeling

    IRN HCK01001

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 30 Apr 2022)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (13 Apr 2012 to 6 Mar 2016)
  • Ian James Martin

    IRN IJM01032

    • CF1 Director (1 Dec 2001 to 1 Apr 2003)
  • Ian Nicholas Thomson

    IRN INT01001

    • CF2 Non Executive Director (1 Feb 2006 to 22 Mar 2012)
    • CF1 Director (1 Dec 2001 to 1 Feb 2006)
  • Ian Penny

    IRN IXP09327

    • SMF24 Chief Operations (18 Mar 2019 to 30 Sep 2022)
  • Ian Wrigglesworth

    IRN IXW00089

    • SMF24 Chief Operations (since 14 Jun 2023)
    • [FCA CF] Significant management (14 Jun 2021 to 14 Jun 2023)
  • James Barber

    IRN JXB01008

    • [FCA CF] Significant management (1 Jun 2021 to 30 Jun 2022)
  • James Lance Stewart-Smith

    IRN JXS66760

    • [FCA CF] Significant management (since 1 Nov 2024)
  • James Millard

    IRN JEM01177

    • [PRA CF] Significant risk taker or Material risk taker (6 Jan 2020 to 31 Jul 2023)
  • James Pilgrim-Morris

    IRN JXP27684

    • SMF18 Other Overall Responsibility (7 May 2020 to 1 Oct 2020)
  • Jane Elizabeth Guyett

    IRN JEG01106

    • SMF12 Chair of the Remuneration Committee (since 19 Sep 2025)
    • SMF9 Chair of the Governing Body (since 19 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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