Date authorised
1 April 2013
Companies House
03730662
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +441483568161
  • Complaints Contact

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +4403301239970

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Manages Insurance Policies

    For All, Accident, Assistance, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Assistance, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Sickness

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mairi Cerian McLean

    IRN MXM01593

    • [FCA CF] Significant management (since 11 Mar 2024)
  • Margo Louise Young

    IRN MLF00001

    • [FCA CF] Manager of certification employee (15 Feb 2023 to 31 Jul 2023)
    • [FCA CF] Significant management (15 Feb 2023 to 22 Dec 2023)
    • SMF16 Compliance Oversight (10 Jul 2020 to 14 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Jul 2020 to 14 Feb 2023)
  • Mark Dixon

    IRN MXD00207

    • [FCA CF] Manager of certification employee (9 Dec 2022 to 17 Nov 2023)
    • [FCA CF] Material risk taker (9 Dec 2022 to 31 Aug 2024)
    • [FCA CF] Significant management (9 Dec 2022 to 31 Aug 2024)
  • Mark Edward Austen

    IRN MEA01033

    • SIMF7 Group Entity Senior Insurance Manager Function (27 May 2016 to 21 Jun 2017)
  • Martin Paul Milliner

    IRN MXM06144

    • SMF18 Other Overall Responsibility (16 Nov 2018 to 26 Apr 2024)
    • CF29 Significant management (2 Oct 2018 to 9 Dec 2018)
  • Matthew Jasper Cox

    IRN MJC01683

    • SMF18 Other Overall Responsibility (since 5 Mar 2025)
    • SMF5 Head of Internal Audit (4 Nov 2021 to 5 Mar 2025)
  • Matthew Laurence Sinnott

    IRN MXS80474

    • [FCA CF] Significant management (since 9 Apr 2024)
  • Michael Franz Ruf

    IRN MXR01099

    • SMF2 Chief Finance (since 12 Jan 2026)
  • Michael Hall

    IRN MXH44394

    • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2020)
  • Michael John Rogers

    IRN MJR00135

    • SIMF9 Chairman (14 Jun 2016 to 28 Jul 2016)
    • CF1 Director (14 Oct 2008 to 28 Jul 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.