Highland Europe (UK) LLP

Date authorised
1 April 2013
Companies House
OC375755
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30-31 Golden Square
    London
    Westminster
    W1F 9LD
    UNITED KINGDOM
    Phone
    +4402071834325
    Web
    https://www.highlandeurope.com

  • Complaints Contact

    30-31 Golden Square
    London
    Westminster
    W1F 9LD
    UNITED KINGDOM
    Phone
    +4402071834325

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harry Williams

    IRN HXW01293

    • [FCA CF] Client dealing (since 30 Nov 2020)
  • Helena Valentina Prokhorenko Richardson

    IRN HVP00005

    • SMF27 Partner (since 1 Jan 2026)
    • [FCA CF] Client dealing (since 30 Nov 2020)
    • CF30 Customer (3 Oct 2016 to 8 Dec 2019)
  • Irena Goldenberg

    IRN IXG01229

    • [FCA CF] Client dealing (since 30 Nov 2020)
    • CF30 Customer (28 Nov 2012 to 8 Dec 2019)
  • Jacob Philip Bernstein

    IRN JPB01330

    • [FCA CF] Client dealing (since 1 Sep 2021)
    • CF30 Customer (31 Aug 2017 to 8 Dec 2019)
  • Jean Gerard Claude Marie Tardy-Joubert

    IRN JGT01037

    • SMF27 Partner (since 23 Feb 2021)
    • [FCA CF] Client dealing (since 30 Nov 2020)
    • CF30 Customer (30 Mar 2018 to 8 Dec 2019)
  • Laurence Roy Garrett

    IRN LRG01013

    • [FCA CF] Client dealing (since 30 Nov 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (28 Nov 2012 to 8 Dec 2019)
    • CF30 Customer (28 Nov 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Nov 2012 to 8 Nov 2016)
    • CF10 Compliance Oversight (28 Nov 2012 to 8 Nov 2016)
  • Lucinda Maxwell

    IRN LXM00656

    • [FCA CF] Client dealing (since 22 Jan 2024)
  • Niamh Coote

    IRN NXC00219

    • [FCA CF] Client dealing (13 Sep 2021 to 27 Oct 2023)
  • Rachel Clemo

    IRN RXC08713

    • CF30 Customer (10 Dec 2018 to 8 Dec 2019)
  • Ronan Shally

    IRN RXS03225

    • SMF27 Partner (since 23 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (3 Nov 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Nov 2016 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.