HiFM Limited

• Principal Place of Business

  1 Arlington Square

  Downshire Way

  Bracknell

  Berkshire

  RG12 1WA

  UNITED KINGDOM

  Phone

  +441753441844

  Web

  https://www.xe.com

• Complaints Contact

  1 Arlington Square

  Downshire Way

  Bracknell

  Berkshire

  RG12 1WA

  UNITED KINGDOM

  Phone

  +441753441844

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lucy Jane Lillicrap

  IRN LJL01030

  • CF30 Customer (1 Nov 2007 to 22 Jun 2009)
  • CF21 Investment Adviser (25 Aug 2006 to 31 Oct 2007)
• Luz Virginia Lapeyre

  IRN LXL00071

  • SMF16 Compliance Oversight (since 6 Jun 2021)
• Marc Peter Cogliatti

  IRN MPC01125

  • CF30 Customer (15 Aug 2008 to 12 Jan 2010)
• Marcela Del Socorro Gonzalez Sepulveda

  IRN MDG01096

  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
  • CF1 Director (3 Jul 2014 to 8 Dec 2019)
• Martin Lister Briggs

  IRN MLB01044

  • CF30 Customer (1 Nov 2007 to 19 Jun 2009)
  • CF21 Investment Adviser (29 Dec 2006 to 31 Oct 2007)
• Matthew Paterson-Borland

  IRN MXP00436

  • [FCA CF] Material risk taker (9 Dec 2020 to 31 Jan 2022)
• Matthew Patrick Knowles

  IRN MPK01034

  • CF1 Director (25 Aug 2006 to 2 Feb 2017)
  • CF3 Chief Executive (25 Aug 2006 to 19 Apr 2013)
  • CF8 Apportionment and Oversight (25 Aug 2006 to 31 Oct 2007)
• Michael Price

  IRN MXP00226

  • [FCA CF] Significant management (9 Dec 2020 to 30 Sep 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2020 to 30 Sep 2021)
• Mohammad Usman Saleem Butt

  IRN MXB00793

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Mar 2022)
• Neville John Lacey

  IRN NXL01188

  • SMF17 Money Laundering Reporting Officer (MLRO) (28 Feb 2020 to 14 Aug 2020)
  • SMF16 Compliance Oversight (28 Feb 2020 to 14 Aug 2020)

• HiFX Europe Limited

  FRN 1023110 · Appointed 11 Dec 2012

• TJK Treasury Solutions Limited (no longer appointed)

  FRN 598754 · Appointed 5 Apr 2013 · Until 18 Feb 2014

No changes recorded yet.