HiFM Limited

• Principal Place of Business

  1 Arlington Square

  Downshire Way

  Bracknell

  Berkshire

  RG12 1WA

  UNITED KINGDOM

  Phone

  +441753441844

  Web

  https://www.xe.com

• Complaints Contact

  1 Arlington Square

  Downshire Way

  Bracknell

  Berkshire

  RG12 1WA

  UNITED KINGDOM

  Phone

  +441753441844

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas John Brain

  IRN NJB01231

  • CF30 Customer (8 Jan 2008 to 25 Jul 2008)
• Nicholas Michael Hill

  IRN NMH01087

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • CF30 Customer (13 Jul 2018 to 8 Dec 2019)
• Nicholas Tvedt

  IRN NXT01510

  • CF30 Customer (14 Jul 2018 to 8 Dec 2019)
• Nigel Chambers

  IRN NXC00091

  • [FCA CF] Material risk taker (9 Dec 2020 to 10 May 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2020 to 10 May 2024)
• Olivia Young

  IRN OKY01000

  • CF30 Customer (4 Sep 2017 to 13 Jul 2018)
• Paul Nigel Hobson

  IRN PXH00460

  • [FCA CF] Significant management (1 Sep 2021 to 30 Jun 2023)
• Peter Francis Alfred Hatch

  IRN PFH01028

  • CF30 Customer (20 May 2016 to 10 Apr 2018)
• Peter Francis James

  IRN PFJ01018

  • CF10 Compliance Oversight (24 Jan 2008 to 27 Jun 2008)
• Peter Gary Eaton

  IRN PGE01026

  • CF2 Non Executive Director (31 Jan 2012 to 7 Aug 2012)
• Piers Derek John Cracknell

  IRN PDC01117

  • CF21 Investment Adviser (16 Oct 2006 to 16 Jan 2007)

• HiFX Europe Limited

  FRN 1023110 · Appointed 11 Dec 2012

• TJK Treasury Solutions Limited (no longer appointed)

  FRN 598754 · Appointed 5 Apr 2013 · Until 18 Feb 2014

No changes recorded yet.