HgCapital LLP

• Principal Place of Business

  2 More London Riverside

  London

  SE1 2AP

  UNITED KINGDOM

  Phone

  +4402038908571

  Web

  https://hgcapital.com

• Complaints Contact

  2 More London Riverside

  London

  SE1 2AP

  UNITED KINGDOM

  Phone

  +4402038908571

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil Hendricks

  IRN NXH00396

  • [FCA CF] Material risk taker (30 Apr 2023 to 27 Sep 2025)
• Nicholas Charles Luckock

  IRN NCL01022

  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (3 Oct 2016 to 8 Dec 2019)
  • CF4 Partner (3 Oct 2016 to 8 Dec 2019)
• Nicholas David Lloyd Jordan

  IRN NDJ01012

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 31 Oct 2022)
  • CF4 Partner (1 Apr 2018 to 8 Dec 2019)
  • CF30 Customer (1 May 2015 to 8 Dec 2019)
• Nicholas Edward Latner

  IRN NXL01361

  • [FCA CF] Material risk taker (since 1 Aug 2025)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Nicholas James Humphries

  IRN NJH01085

  • [FCA CF] Client dealing (since 1 Aug 2025)
  • [FCA CF] Material risk taker (since 1 Aug 2025)
  • SMF9 Chair of the Governing Body (since 4 Feb 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 17 Feb 2020)
  • CF4 Partner (16 Oct 2008 to 8 Dec 2019)
  • CF3 Chief Executive (16 Oct 2008 to 8 Dec 2019)
• Nicholas Timothy Turner

  IRN NTT00006

  • CF4 Partner (16 Oct 2008 to 31 Dec 2015)
  • CF30 Customer (16 Oct 2008 to 31 Dec 2015)
• Olivier Delpon De Vaux

  IRN OXD01156

  • CF30 Customer (1 Jul 2017 to 1 Dec 2017)
• Peter Alexander Miholich

  IRN PAM01130

  • CF30 Customer (12 Feb 2018 to 8 Dec 2019)
• Philip Anthony Marshall

  IRN PXM00472

  • [FCA CF] Significant management (1 Apr 2023 to 31 Mar 2024)
  • SMF27 Partner (29 Jul 2022 to 1 Apr 2023)
• Philipp Schwalber

  IRN PXS01296

  • CF30 Customer (26 Jan 2009 to 31 Aug 2017)

No changes recorded yet.