Date authorised
4 May 2012
Companies House
OC301825
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 More London Riverside
    London
    SE1 2AP
    UNITED KINGDOM
    Phone
    +4402038908571
  • Complaints Contact

    2 More London Riverside
    London
    SE1 2AP
    UNITED KINGDOM
    Phone
    +4402038908571

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Moore

    IRN IXM01171

    • CF30 Customer (27 Jan 2009 to 25 Jul 2011)
  • James Roche Edward Bath

    IRN JRB01351

    • CF30 Customer (10 Apr 2015 to 6 Mar 2017)
  • Jean-Baptiste Vincent Roger Robert Brian

    IRN JXB02429

    • SMF27 Partner (since 13 Apr 2026)
    • SMF1 Chief Executive (since 13 Apr 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 31 Oct 2022)
    • CF4 Partner (29 May 2019 to 8 Dec 2019)
    • CF30 Customer (17 Nov 2014 to 8 Dec 2019)
  • Jens Martin Kildehoj Thomassen

    IRN JMT01088

    • CF30 Customer (26 Jan 2009 to 1 Nov 2012)
  • Joachim Drees

    IRN JXD01921

    • CF4 Partner (26 May 2010 to 31 Jul 2012)
    • CF30 Customer (1 Apr 2010 to 31 Jul 2012)
  • Joachim Gerhard Kiefer

    IRN JGK01052

    • CF30 Customer (16 Oct 2017 to 8 Dec 2019)
  • Jonas Niklas Samlin

    IRN JNS01076

    • CF30 Customer (12 Jan 2015 to 8 Dec 2019)
  • Jonathan Philip Boyes

    IRN JXB02498

    • [FCA CF] Material risk taker (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 31 Oct 2022)
    • CF4 Partner (10 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (27 Jan 2009 to 8 Dec 2019)
  • Joris Karel I. Van Gool

    IRN JXV01317

    • [FCA CF] Material risk taker (since 1 Aug 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
  • Joseph Jefferies

    IRN JXJ00312

    • [FCA CF] Client dealing (since 1 Apr 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.